Families & Individuals

As fee-based, fiduciary advisors we go beyond the traditional methods of investment advice.

Are We Right for You?

  • I want an advisor who provides advice, not one that gets paid commissions to sell me products
  • I want the help of a trusted steward, who is committed to helping me preserve and build my family’s wealth
  • I want an advisor who helps me with all kinds of financial decisions, not just investments
  • I want a team with the proven expertise and skills needed to navigate today’s uncertain markets
  • I want easy-to-understand, transparent fees with no surprises
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How We Help You

In the world of financial services there are many potential conflicts of interest, you need a financial advisor you can trust. At Rathbone Warwick, we are completely independent, we only answer to you. We don’t sell products or accept commissions. So you’re never at risk of being ‘sold’ anything.

Instead, we listen to you. We go beyond a basic fiduciary standard to act as a trusted steward of your family’s financial life. This means we are there with you through life’s events, good and bad, to help you avoid the common financial mistakes that set people back.

We guide you through it all with objective and unbiased advice, navigating volatile financial markets along the way. With regular ongoing communication we help you make the right decisions when it matters the most…so you can relax, live your life, and achieve your dreams.

Becoming a Client

Introduction and Discovery Process

Our process begins by listening to you. We’ll have a lot of questions for you. It is only by learning about you, your goals, your dreams and your responsibilities, that we can learn how to best serve you.

Plan Development

Then we go to work. With a full and deep understanding of your situation, we develop, model and test ways to meet your objectives.

Implementation

We communicate our findings to you in plain English without industry jargon. Once we agree on a strategy, we implement your plan in an independentobjective, and unbiased fashion. Fees and expenses are carefully controlled and kept to a minimum.

Reviews and Ongoing Communication

Becoming a client is just the beginning. We communicate regularly to review your goals and objectives. We monitor, evaluate, and adjust the plan that has been put in place.

Our Approach

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Planning & Advice

Assess Your Needs and Goals
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Develop a Comprehensive Strategy
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Coordinate With Your CPA and Estate Attorney

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Portfolio Construction

Independent Investment Selection
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Optimal Asset Allocation
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Full Global Diversification

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Portfolio Management

Disciplined Rebalancing
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Cash Flow Management
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Full Transparency of All Fees and Expenses

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Communication

Regular Contact and Reviews
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Economic and Market Commentary
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Annual Investment Forum

Evertyhing You Need, for One All-Inclusive Fee

  • Investment Management
  • Financial Planning
  • Retirement Planning
  • 401(k) Retirement Accounts
  • Tax Efficient Investing
  • Insurance/Annuities Needs Analysis
  • College Planning
  • Charitable Giving Strategies
  • Wealth Transfer Strategies
  • Coordinate Estate Planning
  • Trust Coordination
  • General Financial Advice

What We Offer

A Cup of Coffee and a Second Opinion

Volatile and confusing markets can cause even the most patient investors to question the wisdom of the investment plan that they’ve been following. At Rathbone Warwick Investment Management, we’ve seen a lot of difficult markets come and go. And we can empathize with people who find the current environment troublesome and disturbing. We’d like to help, if we can, and to that end, here’s what we offer:

A cup of coffee, and a second opinion.

By appointment, you’re welcome to come in and sit with us for a while. We’ll ask you to outline your financial goals—what your investment portfolio is intended to do for you. Then we’ll review the portfolio for and with you. If we think your investments continue to be well-suited to your long-term goals, we’ll gladly tell you so and send you on your way. If, on the other hand, we think some of your investments no longer fit with your goals, we’ll explain why, in plain English. And, if you like, we’ll recommend some alternatives.

Either way, the coffee is on us.

Schedule a Free Second Opinion